Form Type: 4

SEC EDGAR Link
Accession Number:0001419536-21-000133
Date:2021-05-28
Issuer: CAPITAL BANCORP INC (CBNK)
Original Submission Date:

Reporting Person:

WHALEN JAMES F.
2275 RESEARCH BLVD.
SUITE 600 ROCKVILLE, MD 20850

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-28 S 11,200 d $22.01 0 indirect
COMMON STOCK 2021-05-28 0 $0.00 58,400 indirect
COMMON STOCK 2021-05-28 0 $0.00 240,409 indirect
COMMON STOCK 2021-05-28 0 $0.00 614,754 indirect
COMMON STOCK 2021-05-28 0 $0.00 2,821 indirect
COMMON STOCK 2021-05-28 0 $0.00 6,515 direct
COMMON STOCK 2021-05-28 0 $0.00 2,821 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 8.5 2021-05-28 deemed execution date 0 ( ) 2017-12-31 2021-12-31 common stock 10,576 $8.50 10,576 direct
STOCK OPTIONS 12.38 2021-05-28 deemed execution date 0 ( ) 2018-12-31 2022-12-31 common stock 14,400 $12.38 14,400 direct
STOCK OPTIONS 11.38 2021-05-28 deemed execution date 0 ( ) 2019-12-31 2023-12-31 common stock 11,250 $11.38 11,250 direct
STOCK OPTIONS 14.54 2021-05-28 deemed execution date 0 ( ) 2020-12-30 2024-12-30 common stock 7,000 $14.54 7,000 direct
STOCK OPTIONS 13.89 2021-05-28 deemed execution date 0 ( ) 2021-12-31 2025-12-31 common stock 5,000 $13.89 5,000 direct
Footnotes
IDfootnote
f1 the stock options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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