| Accession Number: | 0001835859-21-000004 |
| Date: | 2021-06-01 |
| Issuer: | PUBMATIC, INC. (PUBM) |
| Original Submission Date: |
GUPTA ASHISH
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY, CA 94065
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2021-06-01 | M | 1,976 | a | $0.00 | 1,976 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT | 0.0 | 2021-06-01 | deemed execution date | M | 1,976 (d) | class a common stock 1,976 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | represents the conversion upon vesting of restricted stock units ("rsus") into shares of the issuer's class a common stock. on february 18, 2021, the reporting person was granted 1,976 rsus, of which all of the shares subject to the rsus vested on june 1, 2021. such rsus were previously reported in table ii on the form 4 filed with the securities and exchange commission on february 22, 2021. |
| f2 | each rsu represents a right to receive one share of the issuer's class a common stock at the time of vesting for no consideration. |
| f3 | the rsu award was granted on february 18, 2021 and vested in full on june 1, 2021. |
| f4 | rsus do not expire; they either vest or are cancelled prior to the vesting date. |
