| Accession Number: | 0001225208-21-008915 |
| Date: | 2021-06-01 |
| Issuer: | NRG ENERGY, INC. (NRG) |
| Original Submission Date: |
SCHAUMBURG ANNE C
804 CARNEGIE CENTER
PRINCETON, NJ 08540
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PAR VALUE $.01 PER SHARE | 2021-06-01 | A | 5,718 | a | $0.00 | 85,746 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represents 5,718 deferred stock units issued to the reporting person under nrg energy, inc.'s amended and restated long-term incentive plan. |
| f2 | each deferred stock unit is equivalent in value to one share of nrg energy, inc.'s common stock, par value $.01 per share. the reporting person will receive from nrg energy, inc. one such share of common stock for each deferred stock unit he owns upon termination of his service on nrg energy, inc.'s board of directors. |
| f3 | includes 3,596 dividend equivalent rights. |
