Form Type: 4

SEC EDGAR Link
Accession Number:0001328143-21-000059
Date:2021-06-02
Issuer: ADAMAS PHARMACEUTICALS INC (ADMS)
Original Submission Date:

Reporting Person:

MAHONEY DAVID L
C/O ADAMAS PHARMACEUTICALS, INC.
1900 POWELL ST., SUITE 1000 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-02 A 5,000 a $0.00 115,153 direct
COMMON STOCK 2021-06-02 0 $0.00 2,628 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 5.21 2021-06-02 deemed execution date A 10,000 (a) 2022-06-02 2031-06-01 common stock 10,000 $5.21 10,000 direct
Footnotes
IDfootnote
f1 the shares of common stock are to be acquired upon the vesting of certain restricted stock units granted to the reporting person. the restricted stock units shall vest on the one year anniversary of the grant date, subject to reporting person's continuous service (as defined in the issuer's 2014 equity incentive plan) as of such date.
f2 the option shares vest in full on the one year anniversary of the grant date, subject to reporting person's continuous service (as defined in the issuer's 2014 equity incentive plan) as of such date.
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