Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-21-000800
Date:2021-06-03
Issuer: GATX CORP (GATX)
Original Submission Date:

Reporting Person:

LYONS ROBERT C
233 S. WACKER DR.
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-03 M 27,600 a $39.19 75,842 direct
COMMON STOCK 2021-06-03 M 20,500 a $56.91 96,342 direct
COMMON STOCK 2021-06-03 S 24,628 d $97.82 71,714 direct
COMMON STOCK 2021-06-03 F 15,698 d $98.22 56,016 direct
COMMON STOCK 2021-06-03 S 2,972 d $98.57 53,044 direct
COMMON STOCK 2021-06-04 S 1,400 d $96.96 51,644 direct
COMMON STOCK 2021-06-04 S 3,402 d $95.95 48,242 direct
COMMON STOCK 401(K) 2021-06-03 0 $0.00 2,851 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2016 NQ STOCK OPTION (RIGHT TO BUY) 39.185 2021-06-03 deemed execution date M 27,600 (d) 2017-01-28 2023-01-28 common stock 27,600 $39.19 0 direct
STOCK-SETTLED STOCK APPRECIATION RIGHT 56.91 2021-06-03 deemed execution date M 20,500 (d) 2016-01-29 2022-01-29 common stock 20,500 $56.91 0 direct
Footnotes
IDfootnote
f1 represents the weighted average sale price. the highest price at which shares were sold was $98.4000 and the lowest price at which shares were sold was $97.4100.
f2 represents the weighted average sale price. the highest price at which shares were sold was $98.6500 and the lowest price at which shares were sold was $98.4100.
f3 represents the weighted average sale price. the highest price at which shares were sold was $97.5307 and the lowest price at which shares were sold was $96.7100.
f4 represents the weighted average sale price. the highest price at which shares were sold was $96.4150 and the lowest price at which shares were sold was $95.5799.

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