Form Type: 4

SEC EDGAR Link
Accession Number:0001288469-21-000181
Date:2021-06-07
Issuer: MAXLINEAR INC (MXL)
Original Submission Date:

Reporting Person:

LOUGHEED JAMES
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100 CARLSBAD, CA 92008

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-07 M 19,622 a $13.61 105,662 direct
COMMON STOCK 2021-06-07 S 19,622 d $37.72 86,040 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 13.61 2021-06-07 deemed execution date M 15,836 (d) 2023-05-02 common stock 15,836 $13.61 0 direct
STOCK OPTION (RIGHT TO BUY) 13.61 2021-06-07 deemed execution date M 3,786 (d) 2023-05-02 common stock 3,786 $13.61 0 direct
Footnotes
IDfootnote
f1 represents the weighted average share price of an aggregate total of 19,622 shares sold in the price range of $37.615 to $37.85 by the reporting person. the reporting person undertakes to provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 subject to the reporting person continuing to provide services to the company through each applicable vesting date, one thirty-first (1/31st) of the shares subject to the option vested and became exercisable on june 2, 2017 (the "vesting commencement date), and one thirty-first (1/31st) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the vesting commencement date.
f3 subject to the reporting person continuing to provide services to the company through each applicable vesting date, one fifth (1/5th) of the shares subject to the option shall vest and become exercisable on january 2, 2020 (the "vesting commencement date), and one fifth (1/5th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the vesting commencement date.
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