Accession Number: | 0001288469-21-000181 |
Date: | 2021-06-07 |
Issuer: | MAXLINEAR INC (MXL) |
Original Submission Date: |
LOUGHEED JAMES
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD, CA 92008
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-06-07 | M | 19,622 | a | $13.61 | 105,662 | direct | ||
COMMON STOCK | 2021-06-07 | S | 19,622 | d | $37.72 | 86,040 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 13.61 | 2021-06-07 | deemed execution date | M | 15,836 (d) | 2023-05-02 | common stock 15,836 | $13.61 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 13.61 | 2021-06-07 | deemed execution date | M | 3,786 (d) | 2023-05-02 | common stock 3,786 | $13.61 | 0 | direct |
ID | footnote |
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f1 | represents the weighted average share price of an aggregate total of 19,622 shares sold in the price range of $37.615 to $37.85 by the reporting person. the reporting person undertakes to provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
f2 | subject to the reporting person continuing to provide services to the company through each applicable vesting date, one thirty-first (1/31st) of the shares subject to the option vested and became exercisable on june 2, 2017 (the "vesting commencement date), and one thirty-first (1/31st) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the vesting commencement date. |
f3 | subject to the reporting person continuing to provide services to the company through each applicable vesting date, one fifth (1/5th) of the shares subject to the option shall vest and become exercisable on january 2, 2020 (the "vesting commencement date), and one fifth (1/5th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the vesting commencement date. |