Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-039013
Date:2021-06-04
Issuer: SENSEONICS HOLDINGS, INC. (SENS)
Original Submission Date:

Reporting Person:

JAIN MUKUL
20451 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876-7005

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-04 M 25,000 a $0.54 1,995,557 direct
COMMON STOCK 2021-06-04 S 25,000 d $2.70 1,970,557 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.54 2018-06-19 deemed execution date M 25,000 (d) 2024-06-04 common stock 25,000 $0.54 230,599 direct
Footnotes
IDfootnote
f1 the option exercise and sale reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the record holder of the securities on march 15, 2021.
f2 includes 2,962, 5,233 and 5,474 shares acquired under the issuer's employee stock purchase plan on january 31, 2020, july 31, 2020 and january 31, 2021, respectively.
f3 shares are fully vested and exercisable.
WhaleWisdom Logo

Elevate your investments