Accession Number: | 0001209191-21-039013 |
Date: | 2021-06-04 |
Issuer: | SENSEONICS HOLDINGS, INC. (SENS) |
Original Submission Date: |
JAIN MUKUL
20451 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876-7005
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-06-04 | M | 25,000 | a | $0.54 | 1,995,557 | direct | ||
COMMON STOCK | 2021-06-04 | S | 25,000 | d | $2.70 | 1,970,557 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 0.54 | 2018-06-19 | deemed execution date | M | 25,000 (d) | 2024-06-04 | common stock 25,000 | $0.54 | 230,599 | direct |
ID | footnote |
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f1 | the option exercise and sale reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the record holder of the securities on march 15, 2021. |
f2 | includes 2,962, 5,233 and 5,474 shares acquired under the issuer's employee stock purchase plan on january 31, 2020, july 31, 2020 and january 31, 2021, respectively. |
f3 | shares are fully vested and exercisable. |