Accession Number: | 0001104659-21-079006 |
Date: | 2021-06-07 |
Issuer: | RESONANT INC (RESN) |
Original Submission Date: |
JACOBS JACK H
C/O RESONANT INC.10900 STONELAKE BLVD.,
SUITE 100, OFFICE 02-130
AUSTIN, TX 78759
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-06-07 | M | 13,736 | a | $0.00 | 51,472 | direct | ||
COMMON STOCK | 2021-06-07 | M | 12,712 | a | $0.00 | 64,184 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-06-07 | deemed execution date | M | 13,736 (d) | common stock 13,736 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-06-07 | deemed execution date | M | 12,712 (d) | common stock 12,712 | $0.00 | 12,711 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-06-08 | deemed execution date | A | 19,788 (a) | common stock 19,788 | $0.00 | 19,788 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive one share of resonant inc. common stock. |
f2 | 50% of the shares vested on june 8, 2020, and 50% of the shares vested on june 7, 2021. |
f3 | 50% of the shares vested on june 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) june 9, 2022. |
f4 | 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) june 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) june 8, 2023. |