Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-079008
Date:2021-06-07
Issuer: RESONANT INC (RESN)
Original Submission Date:

Reporting Person:

RANKIN JEAN F
C/O RESONANT INC. 10900 STONELAKE BLVD.,
SUITE 100, OFFICE 02-130 AUSTIN, TX 78759

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-07 M 13,736 a $0.00 60,800 direct
COMMON STOCK 2021-06-07 M 12,712 a $0.00 73,512 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-06-07 deemed execution date M 13,736 (d) common stock 13,736 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2021-06-07 deemed execution date M 12,712 (d) common stock 12,712 $0.00 12,711 direct
RESTRICTED STOCK UNITS 0.0 2021-06-08 deemed execution date A 19,788 (a) common stock 19,788 $0.00 19,788 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of resonant inc. common stock.
f2 50% of the shares vested on june 8, 2020, and 50% of the shares vested on june 7, 2021.
f3 50% of the shares vested on june 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) june 9, 2022.
f4 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) june 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) june 8, 2023.
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