Form Type: 4

SEC EDGAR Link
Accession Number:0001640147-21-000128
Date:2021-06-07
Issuer: SNOWFLAKE INC. (SNOW)
Original Submission Date:

Reporting Person:

SCARPELLI MICHAEL
C/O SNOWFLAKE INC.
106 EAST BABCOCK STREET, SUITE 3A BOZEMAN, MT 59715

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-06-07 M 45,000 a $8.88 169,895 direct
CLASS A COMMON STOCK 2021-06-07 S 45,000 d $250.00 124,895 direct
CLASS A COMMON STOCK 2021-06-07 0 $0.00 160,558 indirect f2
CLASS A COMMON STOCK 2021-06-07 0 $0.00 595,607 indirect f3
CLASS A COMMON STOCK 2021-06-07 0 $0.00 9,686 indirect f4
CLASS A COMMON STOCK 2021-06-07 0 $0.00 2,755 indirect f5
CLASS A COMMON STOCK 2021-06-07 0 $0.00 9,686 indirect f6
CLASS A COMMON STOCK 2021-06-07 0 $0.00 2,755 indirect f7
CLASS A COMMON STOCK 2021-06-07 0 $0.00 9,686 indirect f8
CLASS A COMMON STOCK 2021-06-07 0 $0.00 2,755 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 8.88 2021-06-07 deemed execution date M 45,000 (d) 2029-08-26 class a common stock 45,000 $8.88 3,589,299 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
f2 the shares are held by the scarpelli family trust for which the reporting person is a trustee.
f3 the shares are held by the michael p. scarpelli 2019 grantor retained annuity trust for which the reporting person is a beneficiary.
f4 the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 1 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f5 the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 1 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f6 the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 2 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f7 the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 2 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f8 the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 3 dated 12/29/2020 for which the reporting persons' child is the beneficiary.
f9 the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 3 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f10 the shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on august 19, 2019, subject to reporting person's continuous service through each such vesting date.

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