Form Type: 4

SEC EDGAR Link
Accession Number:0001538716-21-000108
Date:2021-06-08
Issuer: OPORTUN FINANCIAL CORP (OPRT)
Original Submission Date:

Reporting Person:

MIRAMONTES LOUIS
C/O OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-08 A 6,010 a $0.00 18,874 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents an award of restricted stock units that will vest one-fourth on each of september 8, 2021, december 8, 2021, march 8, 2022, and upon the earlier of (i) the date immediately preceding the issuer's 2022 annual stockholder meeting or (ii) june 8, 2022, subject to the reporting person's continued service through such date.
f2 each restricted stock unit represents the right to receive at settlement, one share of common stock.

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