Form Type: 4

SEC EDGAR Link
Accession Number:0001079973-21-000510
Date:2021-06-09
Issuer: OPGEN INC (OPGN)
Original Submission Date:

Reporting Person:

RHODES WILLIAM E.
C/O OPGEN, INC. 9717 KEY WEST AVE.
SUITE 100 ROCKVILLE, MD 20850

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-09 A 15,000 a $0.00 15,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2022 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the board of directors in connection with a change in control of the company.
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