Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-014606
Date:2021-06-09
Issuer: VAXART, INC. (VXRT)
Original Submission Date:

Reporting Person:

ECHERD MARGARET
C/O VAXART, INC.
170 HARBOR WAY, SUITE 300 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-09 M 12,333 a $5.17 12,333 direct
COMMON STOCK 2021-06-09 M 35,222 a $0.77 47,555 direct
COMMON STOCK 2021-06-09 S 47,555 d $8.00 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 5.17 2021-06-09 deemed execution date M 12,333 (d) 2028-05-24 common stock 12,333 $5.17 3,667 direct
STOCK OPTION (RIGHT TO BUY) 0.77 2021-06-09 deemed execution date M 35,222 (d) 2029-06-11 common stock 35,222 $0.77 35,222 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 1, 2021.
f2 the stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of april 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.
f3 the stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of may 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.

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