Accession Number: | 0001387467-21-000046 |
Date: | 2021-06-10 |
Issuer: | ALPHA & OMEGA SEMICONDUCTOR LTD (AOSL) |
Original Submission Date: |
XUE BING
475 OAKMEAD PKWY
SUNNYVALE, CA 94085
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON SHARE | 2021-06-10 | S | 2,167 | d | $30.29 | 57,664 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales were effected pursuant to a rule 10b5-1 trading plan adopted previously by the reporting person. |
f2 | the price reported in column 4 is the exact price at which all shares were sold. |
f3 | includes an aggregate of 30,750 shares subject to restricted share unit awards (rsu) granted on march 15, 2018, march 15, 2019, march 16, 2020, and march 15, 2021 which will be issued as such units vest in accordance with their terms, and excludes (a) 15,000 unvested common shares subject to the psu granted on march 15, 2021, which may become vested upon achievement of certain corporate performance goals in the future and (b) 3,750 unvested common shares subject to the 2018 psu which may be vested upon satisfaction of service-based vesting conditions by the reporting person. |
f4 | includes 9,000 unvested common shares subject to the 2020 psu granted on march 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the reporting person. |
f5 | reflects 662 shares acquired under the issuer's employee stock purchase plan on may 14, 2021. |