Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-014727
Date:2021-06-11
Issuer: VAXART, INC. (VXRT)
Original Submission Date:

Reporting Person:

YEDID ROBERT A.
C/O VAXART, INC.
170 HARBOR WAY, SUITE 300 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-11 M 18,240 a $0.31 18,240 direct
COMMON STOCK 2021-06-11 S 10,000 d $8.61 8,240 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.31 2021-06-11 deemed execution date M 18,240 (d) 2029-11-17 common stock 18,240 $0.31 36,480 direct
Footnotes
IDfootnote
f1 the shares subject to this option shall vest annually over three years from the vesting commencement date of october 25, 2019, the date of the grantee's appointment as a director of vaxart, inc.

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