Form Type: 4

SEC EDGAR Link
Accession Number:0001213900-21-032412
Date:2021-06-09
Issuer: KATAPULT HOLDINGS, INC. (KPLT)
Original Submission Date:

Reporting Person:

SUN FANGQUI
C/O KATAPULT HOLDINGS, INC.
5204 TENNYSON PARKWAY, SUITE 500 PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-09 J 172,579 a $0.00 172,579 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 0.85 2021-06-09 deemed execution date A 139,334 (a) 2021-06-09 2028-10-21 common stock 139,334 $0.85 139,334 direct
STOCK OPTIONS (RIGHT TO BUY) 0.19 2021-06-09 deemed execution date A 374,887 (a) 2021-06-09 2029-09-04 common stock 374,887 $0.19 374,887 direct
Footnotes
IDfootnote
f1 shares were acquired pursuant to katapult holdings, inc.'s (the "issuer") initial business combination in exchange for shares of the legacy katapult holdings, inc. entity that were owned by the reporting person prior to the closing.
f2 includes earn out shares granted in connection with the issuer's initial business combination, subject to certain vesting provisions.
WhaleWisdom Logo

Elevate your investments