Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-21-012276
Date:2021-06-11
Issuer: ARENA PHARMACEUTICALS INC (ARNA)
Original Submission Date:

Reporting Person:

SCHOCH STEVEN J
C/O ARENA PHARMACEUTICALS, INC.
6154 NANCY RIDGE DRIVE SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-11 A 1,533 a $0.00 1,533 direct
COMMON STOCK 2021-06-11 A 3,067 a $0.00 4,600 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 65.19 2021-06-11 deemed execution date A 3,601 (a) 2028-06-11 common stock 3,601 $65.19 3,601 direct
STOCK OPTION (RIGHT TO BUY) 65.19 2021-06-11 deemed execution date A 7,202 (a) 2028-06-11 common stock 7,202 $65.19 7,202 direct
Footnotes
IDfootnote
f1 the amount represents restricted stock units that vest in three equal installments on the dates of arena's next three annual meetings of stockholders. the shares underlying the restricted stock units will be issued upon vesting and release of the restricted stock units.
f2 the amount represents restricted stock units that vest in full on the earliest of june 11, 2022, or the date of arena's next annual meeting of stockholders. the shares underlying the restricted stock units will be issued upon vesting and release of the restricted stock units.
f3 the options vest in 36 equal monthly installments (except as otherwise necessary to avoid vesting of a fractional share) over three years beginning on july 11, 2021, and are exercisable once vested.
f4 the options vest in 12 equal monthly installments (except as otherwise necessary to avoid vesting of a fractional share) over one year beginning on july 11, 2021 with the final installment vesting upon the earlier of the one-year anniversary of the grant date or the date of the next annual stockholders' meeting, and are exercisable once vested.
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