Form Type: 4

SEC EDGAR Link
Accession Number:0001368148-21-000075
Date:2021-06-15
Issuer: ATHERSYS, INC / NEW (ATHX)
Original Submission Date:

Reporting Person:

RANDALL LORIN
3201 CARNEGIE AVENUE
SUITE 1200 CLEVELAND, OH 44115-2634

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NONQUALIFIED STOCK OPTION (RIGHT TO PURCHASE) 1.54 2021-06-15 deemed execution date A 50,000 (a) 2031-06-15 common stock 50,000 $1.54 50,000 direct
Footnotes
IDfootnote
f1 award of a nonqualified stock option. the option vests ratably on a quarterly basis over a one-year period.

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