Form Type: 4

SEC EDGAR Link
Accession Number:0001123292-21-000978
Date:2021-06-11
Issuer: SECUREWORKS CORP (SCWX)
Original Submission Date:

Reporting Person:

COTE MICHAEL R
C/O SECUREWORKS CORP
ONE CONCOURSE PARKWAY NE, SUITE 500 ATLANTA, GA 30328

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-06-11 M 500,000 a $14.00 2,083,873 direct
CLASS A COMMON STOCK 2021-06-11 F 427,359 d $18.41 1,656,514 direct
CLASS A COMMON STOCK 2021-06-14 M 200,000 a $14.00 1,856,514 direct
CLASS A COMMON STOCK 2021-06-14 F 163,399 d $20.05 1,693,115 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS TO ACQUIRE CLASS A COMMON STOCK 14.0 2021-06-11 deemed execution date M 500,000 (d) 2026-04-21 class a common stock 500,000 $14.00 389,183 direct
OPTIONS TO ACQUIRE CLASS A COMMON STOCK 14.0 2021-06-14 deemed execution date M 200,000 (d) 2026-04-21 class a common stock 200,000 $14.00 189,183 direct
Footnotes
IDfootnote
f1 represents shares withheld by secureworks corp. in connection with a net exercise by the reporting person of stock options granted on april 21, 2016. such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise.
f2 the options are fully vested.
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