Accession Number: | 0001123292-21-000978 |
Date: | 2021-06-11 |
Issuer: | SECUREWORKS CORP (SCWX) |
Original Submission Date: |
COTE MICHAEL R
C/O SECUREWORKS CORP
ONE CONCOURSE PARKWAY NE, SUITE 500
ATLANTA, GA 30328
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-06-11 | M | 500,000 | a | $14.00 | 2,083,873 | direct | ||
CLASS A COMMON STOCK | 2021-06-11 | F | 427,359 | d | $18.41 | 1,656,514 | direct | ||
CLASS A COMMON STOCK | 2021-06-14 | M | 200,000 | a | $14.00 | 1,856,514 | direct | ||
CLASS A COMMON STOCK | 2021-06-14 | F | 163,399 | d | $20.05 | 1,693,115 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTIONS TO ACQUIRE CLASS A COMMON STOCK | 14.0 | 2021-06-11 | deemed execution date | M | 500,000 (d) | 2026-04-21 | class a common stock 500,000 | $14.00 | 389,183 | direct | ||
OPTIONS TO ACQUIRE CLASS A COMMON STOCK | 14.0 | 2021-06-14 | deemed execution date | M | 200,000 (d) | 2026-04-21 | class a common stock 200,000 | $14.00 | 189,183 | direct |
ID | footnote |
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f1 | represents shares withheld by secureworks corp. in connection with a net exercise by the reporting person of stock options granted on april 21, 2016. such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise. |
f2 | the options are fully vested. |