Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-040911
Date:2021-06-14
Issuer: VIEWRAY, INC. (VRAY)
Original Submission Date:

Reporting Person:

CASTELEIN CALEY
C/O VIEWRAY, INC.
2 THERMO FISHER WAY OAKWOOD VILLAGE, OH 44146

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-14 A 19,759 a $0.00 814,854 direct
COMMON STOCK 2021-06-14 A 1,002 a $5.82 815,856 direct
COMMON STOCK 2021-06-14 0 $0.00 130,600 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported securities are rsus that entitle the reporting person to receive one share of common stock per rsu upon vesting. all of these rsus shall vest on june 14, 2022, subject to the reporting person remaining a service provider through such date.
f2 these dsus were issued to the reporting person pursuant to viewray inc.'s non-employee director compensation policy in lieu of committee service fees of $5,833.
f3 shares held by kvp capital, l.p., an entity controlled by mr. castelein.
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