Form Type: 4

SEC EDGAR Link
Accession Number:0001213900-21-032790
Date:2021-06-14
Issuer: LIVEXLIVE MEDIA, INC. (LIVX)
Original Submission Date:

Reporting Person:

BAKER BRIDGET
C/O LIVEXLIVE MEDIA, INC
269 SOUTH BEVERLY DRIVE, SUITE 1450 BEVERLY HILLS, CA 90212

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-06-14 deemed execution date A 30,645 (a) common stock, $0.001 par value 30,645 $0.00 30,645 direct
Footnotes
IDfootnote
f1 the restricted stock units (the "rsus") were granted to the reporting person as director fees for service on the issuer's board of directors (the "board") for the period from october 1, 2020 to september 30, 2021. the rsus shall vest on october 31, 2021 (the "vesting date"), subject to the reporting person's continued service on the board through the vesting date. each rsu represents a contingent right to receive one share of the issuer's common stock or the cash value thereof. the board, in its sole discretion, will determine in accordance with the terms and conditions of the issuer's 2016 equity incentive plan, as amended, the form of payout of the rsus (cash and/or stock).
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