Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-041227
Date:2021-06-15
Issuer: BIOATLA, INC. (BCAB)
Original Submission Date:

Reporting Person:

MORAN SUSAN
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 39.64 2021-06-15 deemed execution date A 12,307 (a) 2031-06-15 common stock 12,307 $39.64 12,307 direct
Footnotes
IDfootnote
f1 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) june 15, 2022 or (b) the next annual meeting of stockholders, subject to the optionee continuing to provide services to the company through the vesting date; provided however, that if the optionee ceases to provide services to the company prior to the vesting date for any reason other than cause (as defined in the plan), such option will vest on a pro-rata basis determined by multiplying the total number of shares by a fraction, the numerator of which is the number of whole months that the optionee provided services to the company since the date that the award was granted, and the denominator of which is 12 months.
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