Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-21-004347
Date:2021-06-16
Issuer: SAGE THERAPEUTICS, INC. (SAGE)
Original Submission Date:

Reporting Person:

FRATES JAMES M
C/O SAGE THERAPEUTICS, INC.
215 FIRST STREET CAMBRIDGE, MA 02142

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-16 P 1,810 a $55.10 1,810 indirect f2
COMMON STOCK 2021-06-16 0 $0.00 1,035 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $55.08 usd to $55.11 usd. the price reported above reflects the weighted average sale price. the issuer hereby undertakes to provide, upon request, to the sec staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 represents 905 shares held directly by the john a. frates 2013 irrevocable trust, dated december 19, 2013, and 905 shares held directly by the peter e. frates 2013 irrevocable trust, dated december 19, 2013. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.

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