Accession Number: | 0001062993-21-005759 |
Date: | 2021-06-15 |
Issuer: | ALLIANCE DATA SYSTEMS CORP (ADS) |
Original Submission Date: |
GERSPACH JOHN C
3075 LOYALTY CIRCLE
COLUMBUS, OH 43219
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2021-06-15 | A | 1,930 | a | $0.00 | 12,082 | direct | ||
COMMON STOCK | 2021-06-15 | 0 | $0.00 | 6,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the new grant is for 1,930 shares of common stock represented by restricted stock units. the restrictions on 100% of the shares will lapse on the earlier of (i) 6/15/31 or (ii) termination of the director's service on the company's board of directors, but in any case not earlier than june 15, 2022. |
f2 | the total amount of securities beneficially owned includes: (a) 5,000 unrestricted shares; (b) 5,152 unvested restricted stock units granted 6/22/20; and (c) the new grant for 1,930 restricted stock units. |
f3 | the shares are held by the gerspach 2020 gst exempt trust, for which the reporting person's spouse serves as trustee. |