| Accession Number: | 0001437749-21-015074 |
| Date: | 2021-06-16 |
| Issuer: | VAXART, INC. (VXRT) |
| Original Submission Date: |
TUCKER SEAN
C/O VAXART, INC.
170 HARBOR WAY, SUITE 300
SOUTH SAN FRANCISCO, CA 94080
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 6.27 | 2021-06-16 | deemed execution date | A | 100,000 (a) | 2031-03-24 | common stock 100,000 | $6.27 | 100,000 | direct |
| ID | footnote |
|---|---|
| f1 | the option grant was approved by the board of directors of vaxart, inc. on march 25, 2021, subject to stockholder approval of an amendment to the vaxart, inc. 2019 equity incentive plan, under which the stock option was granted. vaxart, inc.'s stockholders approved the plan amendment on june 16, 2021. |
| f2 | the shares subject to this stock option shall vest as to 25% of the shares underlying the grant on march 25, 2022, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on march 25, 2025. |
