Form Type: 4

SEC EDGAR Link
Accession Number:0001447362-21-000148
Date:2021-06-15
Issuer: CASTLE BIOSCIENCES INC (CSTL)
Original Submission Date:

Reporting Person:

STOKES FRANK
C/O CASTLE BIOSCIENCES, INC.
505 S. FRIENDSWOOD DRIVE, SUITE 401 FRIENDSWOOD, TX 77546

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-15 M 11,600 a $2.39 17,520 direct
COMMON STOCK 2021-06-15 S 11,600 d $73.02 5,920 direct
COMMON STOCK 2021-06-16 M 2,127 a $2.39 8,047 direct
COMMON STOCK 2021-06-16 S 2,127 d $73.07 5,920 direct
COMMON STOCK 2021-06-17 M 1,273 a $2.39 7,193 direct
COMMON STOCK 2021-06-17 S 1,273 d $73.00 5,920 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.39 2021-06-15 deemed execution date M 11,600 (d) 2028-05-09 common stock 11,600 $2.39 28,537 direct
STOCK OPTION (RIGHT TO BUY) 2.39 2021-06-16 deemed execution date M 2,127 (d) 2028-05-09 common stock 2,127 $2.39 26,410 direct
STOCK OPTION (RIGHT TO BUY) 2.39 2021-06-17 deemed execution date M 1,273 (d) 2028-05-09 common stock 1,273 $2.39 25,137 direct
Footnotes
IDfootnote
f1 these transactions were made pursuant to a rule 10b5-1 plan adopted by the reporting person on may 14, 2021.
f2 includes 2,034 shares acquired on february 26, 2021 under the issuer's employee stock purchase plan.
f3 this transaction was executed in multiple trades at prices ranging from $73.00 to $73.13, inclusive. the price reported above reflects the weighted-average sale price. the reporting person hereby undertakes to provide upon request to the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 this transaction was executed in multiple trades at prices ranging from $73.00 to $73.33, inclusive. the price reported above reflects the weighted-average sale price. the reporting person hereby undertakes to provide upon request to the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f5 the option is exercisable immediately, in whole or in part, conditioned upon the reporting person entering into a restricted stock purchase agreement with respect to any unvested shares. 25% of the 133,137 shares originally subject to the option vested on december 4, 2018, and the remaining shares vest in 36 equal monthly installments thereafter.
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