Accession Number: | 0001209191-21-041542 |
Date: | 2021-06-15 |
Issuer: | GROUPON, INC. (GRPN) |
Original Submission Date: |
BARRIS PETER J
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-06-15 | A | 4,346 | a | $0.00 | 12,117 | direct | ||
COMMON STOCK | 2021-06-15 | 0 | $0.00 | 30,561 | indirect | f2 | |||
COMMON STOCK | 2021-06-15 | 0 | $0.00 | 9,372 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | restricted stock units granted on june 15, 2021 under the company's non-employee director compensation plan. 100% of these restricted stock units will vest on june 15, 2022. |
f2 | the reporting person is a member of pj barris, llc, which is the direct beneficial owner of the securities. the reporting person disclaims beneficial ownership within the meaning of section 16 of the securities exchange act of 1934, as amended, or otherwise of such portion of the securities of the issuer held by pj barris, llc in which the reporting person has no pecuniary interest. |
f3 | the reporting person is the investment advisor of pdb llc, which is the direct beneficial owner of the securities. the reporting person disclaims beneficial ownership within the meaning of section 16 of the securities exchange act of 1934, as amended, or otherwise of such portion of the securities held by pdb llc in which the reporting person has no pecuniary interest. |