Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-015073
Date:2021-06-16
Issuer: VAXART, INC. (VXRT)
Original Submission Date:

Reporting Person:

FLOROIU CEZAR ANDREI
C/O VAXART, INC.
170 HARBOR WAY, SUITE 300 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 6.27 2021-06-16 deemed execution date A 250,000 (a) 2031-03-24 common stock 250,000 $6.27 250,000 direct
Footnotes
IDfootnote
f1 the option grant was approved by the board of directors of vaxart, inc. on march 25, 2021, subject to stockholder approval of an amendment to the vaxart, inc. 2019 equity incentive plan, under which the stock option was granted. vaxart, inc.'s stockholders approved the plan amendment on june 16, 2021.
f2 the shares subject to this stock option shall vest as to 25% of the shares underlying the grant on march 25, 2022, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on march 25, 2025.

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