Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-041751
Date:2021-06-15
Issuer: CLOUDERA, INC. (CLDR)
Original Submission Date:

Reporting Person:

REASONER SCOTT
C/O CLOUDERA INC.
5470 GREAT AMERICA PKWY SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-15 M 3,416 a $0.00 83,227 direct
COMMON STOCK 2021-06-15 M 1,139 a $0.00 84,366 direct
COMMON STOCK 2021-06-15 M 23,855 a $0.00 108,221 direct
COMMON STOCK 2021-06-15 M 8,191 a $0.00 116,412 direct
COMMON STOCK 2021-06-15 F 18,149 d $15.79 98,263 direct
COMMON STOCK 2021-06-15 S 14,323 d $15.79 83,940 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-06-15 deemed execution date M 3,416 (d) common stock 3,416 $0.00 20,492 direct
RESTRICTED STOCK UNITS 0.0 2021-06-15 deemed execution date M 1,139 (d) common stock 1,139 $0.00 6,831 direct
RESTRICTED STOCK UNITS 0.0 2021-06-15 deemed execution date M 23,855 (d) common stock 23,855 $0.00 71,565 direct
RESTRICTED STOCK UNITS 0.0 2021-06-15 deemed execution date M 8,191 (d) common stock 8,191 $0.00 81,915 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive 1 share of the issuer's common stock upon settlement for no consideration.
f2 exempt transaction pursuant to section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with rule 16b-3. all of the shares reported as disposed of on this form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the settlement of vested rsus. the reporting person did not sell or otherwise dispose of any of the shares reported on this form 4 for any reason other than to cover required taxes.
f3 the transactions reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan previously adopted by the reporting person.
f4 represents the weighted average sales price per share. the shares sold at prices ranging from $15.75 to $15.81 per share. full information regarding the number of shares sold at each price shall be provided upon request to the staff of the u.s. securities and exchange commission, the issuer, or a security holder of the issuer.
f5 the rsus will vest 1/16th of the total number of shares on each quarterly anniversary date following december 15, 2018, until 100% vested, subject to the continuing employment of the reporting person on each vesting date.
f6 the rsus will vest 1/16th of the total number of shares on march 15, 2019 and thereafter vest as to 1/16th of the total number of rsus in equal quarterly installments, until 100% vested, subject to the continuing employment of the reporting person on each vesting date.
f7 the rsus will vest 1/8th of the total number of shares on june 15, 2020 and thereafter vest as to 1/8th of the total number of shares in equal quarterly installments until 100% vested, subject to the reporting person's continued service through each vesting date.
f8 the rsus will vest 1/12th of the total number of shares on march 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterlyinstallments until 100% vested, subject to the continuing employment of the reporting person on each vesting date.
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