Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-21-012382
Date:2021-06-15
Issuer: ZAI LAB LTD (ZLAB)
Original Submission Date:

Reporting Person:

FU TAO
C/O ZAI LAB LIMITED
4560 JINKE ROAD, BLDG 1, 4TH FLOOR PUDONG, SHANGHAI, F4 201210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2021-06-15 M 10,000 a $18.92 217,000 direct
ORDINARY SHARES 2021-06-15 S 2,352 d $164.08 214,648 direct
ORDINARY SHARES 2021-06-15 S 4,564 d $164.80 210,084 direct
ORDINARY SHARES 2021-06-15 S 1,476 d $165.78 208,608 direct
ORDINARY SHARES 2021-06-15 S 607 d $166.65 208,001 direct
ORDINARY SHARES 2021-06-15 S 300 d $167.74 207,701 direct
ORDINARY SHARES 2021-06-15 S 701 d $169.12 207,000 direct
ORDINARY SHARES 2021-06-15 0 $0.00 107,500 indirect f8
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 18.92 2021-06-15 deemed execution date M 10,000 (d) 2028-09-24 ordinary shares 10,000 $18.92 450,000 direct
Footnotes
IDfootnote
f1 the reported transaction was effected pursuant to a sales plan adopted by the reporting person, dated march 17, 2021, expires september 15, 2021 and is intended to comply with rule 10b5-1 under the securities exchange act of 1934.
f2 reflects a weighted average sale price of $164.08 per share, at prices ranging from $163.38 to $164.36 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 reflects a weighted average sale price of $164.80 per share, at prices ranging from $164.38 to $165.35 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f4 reflects a weighted average sale price of $165.78 per share, at prices ranging from $165.40 to $166.11 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f5 reflects a weighted average sale price of $166.65 per share, at prices ranging from $166.51 to $167.36 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f6 reflects a weighted average sale price of $167.74 per share, at prices ranging from $167.56 to $168.10 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f7 reflects a weighted average sale price of $169.12 per share, at prices ranging from $168.82 to $169.41 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f8 shares held by reporting person's spouse.
f9 the stock options vest in equal annual installments over five years beginning on 09/24/2019, the first anniversary of the date of grant.
WhaleWisdom Logo

Elevate your investments