Accession Number: | 0000895345-21-000579 |
Date: | 2021-06-15 |
Issuer: | TRADEWEB MARKETS INC. (TW) |
Original Submission Date: |
WARSHAW ROBERT J
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-06-15 | M | 10,955 | a | $20.59 | 74,779 | direct | ||
CLASS A COMMON STOCK | 2021-06-15 | S | 10,955 | d | $85.01 | 63,824 | direct | ||
CLASS A COMMON STOCK | 2021-06-16 | M | 6,700 | a | $20.59 | 70,524 | direct | ||
CLASS A COMMON STOCK | 2021-06-16 | S | 6,700 | d | $85.09 | 63,824 | direct | ||
CLASS A COMMON STOCK | 2021-06-17 | M | 1,323 | a | $20.59 | 65,147 | direct | ||
CLASS A COMMON STOCK | 2021-06-17 | S | 1,323 | d | $85.04 | 63,824 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 20.59 | 2021-06-15 | deemed execution date | M | 10,955 (d) | 2028-10-26 | class a common stock 10,955 | $20.59 | 28,320 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 20.59 | 2021-06-16 | deemed execution date | M | 6,700 (d) | 2028-10-26 | class a common stock 6,700 | $20.59 | 21,620 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 20.59 | 2021-06-17 | deemed execution date | M | 1,323 (d) | 2028-10-26 | class a common stock 1,323 | $20.59 | 20,297 | direct |
ID | footnote |
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f1 | this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 15, 2021. |
f2 | this amount includes (i) 22,004 unvested restricted stock units ("rsus") in respect of the issuer's class a common stock ("class a common stock") which are scheduled to vest on january 1, 2022, (ii) 6,989 unvested rsus in respect of class a common stock which are scheduled to vest in equal installments on each of march 17, 2022 and march 17, 2023, (iii) 20,966 unvested rsus in respect of class a common stock which are scheduled to vest on january 1, 2023, and (iv) 5,865 unvested rsus in respect of class a common stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of march 15, 2021, in each case subject to the reporting person's continued employed through the applicable vesting date. |
f3 | the price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $85.00 to $85.06, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this form 4. |
f4 | the price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $85.00 to $85.30, inclusive. |
f5 | the price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $85.00 to $85.13, inclusive. |
f6 | this option is fully vested and exercisable as of the date hereof. |