Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-041851
Date:2021-06-18
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
Original Submission Date:

Reporting Person:

HAYEK JOSEPH B
200 OLD WILSON BRIDGE ROAD
COLUMBUS, OH 43085

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-06-18 0 $0.00 125,396 direct
COMMON SHARES 2021-06-18 0 $0.00 2,000 indirect
COMMON SHARES 2021-06-18 0 $0.00 1,533 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK ACQUIRED UNDER DEFERRED COMPENSATION PLAN 0.0 2021-06-18 deemed execution date A 2 (a) common shares 2 $0.00 1,446 direct
Footnotes
IDfootnote
f1 the amount reported includes additional common shares acquired pursuant to the dividend reinvestment feature of the ira as reported in the plan statement dated march 31, 2021.
f2 the account under the 2005 nq plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.
f3 prior to october 1, 2014, the account balances related to the theoretical worthington industries, inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the worthington industries, inc. amended and restated 2005 deferred compensation plan, as amended (the "2005 nq plan").
f4 the 2005 nq plan provides that effective october 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical worthington industries, inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 nq plan until distribution from the 2005 nq plan. distributions are made only in common shares of worthington industries, inc. and generally commence upon a person's leaving employment with worthington industries, inc.
f5 the amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical worthington industries, inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 nq plan on may 31, 2021.
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