Accession Number: | 0001209191-21-042236 |
Date: | 2021-06-16 |
Issuer: | IRIDEX CORP (IRIX) |
Original Submission Date: |
DEVI NANDINI
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW, CA 94043
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-06-16 | A | 5,420 | a | $0.00 | 5,420 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON STOCK (RIGHT TO BUY) | 7.38 | 2021-06-16 | deemed execution date | A | 15,000 (a) | 2028-06-16 | common stock 15,000 | $7.38 | 15,000 | direct |
ID | footnote |
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f1 | each share is represented by a restricted stock unit (rsu). each rsu represents a contingent right to receive one share of the issuer's common stock upon settlement. 100% of the rsus vest on the earlier of june 16, 2022 or the date of the issuer's next annual meeting of stockholders. |
f2 | this option granted pursuant to iridex corporation's 2008 amended and restated equity incentive plan and is exempt pursuant to rule16b-3. |
f3 | the shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on july 16, 2021 and each month thereafter. |