Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-042265
Date:2021-06-16
Issuer: IRIDEX CORP (IRIX)
Original Submission Date:

Reporting Person:

GROVE ROBERT EARLE
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW, CA 94043

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-16 A 5,420 a $0.00 91,720 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each share is represented by a restricted stock unit (rsu). each rsu represents a contingent right to receive one share of the issuer's common stock upon settlement. 100% of the rsus vest on the earlier of june 16, 2022 or the date of the issuer's next annual meeting of stockholders.

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