Accession Number: | 0001209191-21-042562 |
Date: | 2021-06-17 |
Issuer: | BIOATLA, INC. (BCAB) |
Original Submission Date: |
SHORT JAY M PHD
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-06-17 | S | 19,269 | d | $39.22 | 845,333 | indirect | ||
COMMON STOCK | 2021-06-21 | S | 17,575 | d | $38.24 | 827,758 | indirect | ||
COMMON STOCK | 2021-06-21 | S | 35,725 | d | $39.54 | 792,033 | indirect | ||
COMMON STOCK | 2021-06-21 | S | 1,700 | d | $39.89 | 790,333 | indirect | ||
COMMON STOCK | 2021-06-17 | 0 | $0.00 | 258,727 | indirect | ||||
COMMON STOCK | 2021-06-17 | 0 | $0.00 | 302,324 | indirect | ||||
COMMON STOCK | 2021-06-17 | 0 | $0.00 | 258,727 | indirect | ||||
COMMON STOCK | 2021-06-17 | 0 | $0.00 | 1,441,508 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the range of prices for the shares of common stock is from $39.00 to $39.62. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f2 | represents shares of the issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 rsus. |
f3 | the range of prices for the shares of common stock is from $37.83 to $38.82. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f4 | the range of prices for the shares of common stock is from $38.83 to $39.82. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f5 | the range of prices for the shares of common stock is from $39.83 to $40.09. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |