Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-042562
Date:2021-06-17
Issuer: BIOATLA, INC. (BCAB)
Original Submission Date:

Reporting Person:

SHORT JAY M PHD
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-17 S 19,269 d $39.22 845,333 indirect
COMMON STOCK 2021-06-21 S 17,575 d $38.24 827,758 indirect
COMMON STOCK 2021-06-21 S 35,725 d $39.54 792,033 indirect
COMMON STOCK 2021-06-21 S 1,700 d $39.89 790,333 indirect
COMMON STOCK 2021-06-17 0 $0.00 258,727 indirect
COMMON STOCK 2021-06-17 0 $0.00 302,324 indirect
COMMON STOCK 2021-06-17 0 $0.00 258,727 indirect
COMMON STOCK 2021-06-17 0 $0.00 1,441,508 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the range of prices for the shares of common stock is from $39.00 to $39.62. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f2 represents shares of the issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 rsus.
f3 the range of prices for the shares of common stock is from $37.83 to $38.82. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f4 the range of prices for the shares of common stock is from $38.83 to $39.82. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f5 the range of prices for the shares of common stock is from $39.83 to $40.09. the reporting person's spouse undertakes that she will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
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