Accession Number: | 0001640147-21-000138 |
Date: | 2021-06-21 |
Issuer: | SNOWFLAKE INC. (SNOW) |
Original Submission Date: |
SCARPELLI MICHAEL
C/O SNOWFLAKE INC.
106 EAST BABCOCK STREET, SUITE 3A
BOZEMAN, MT 59715
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-06-21 | M | 135 | a | $8.88 | 125,030 | direct | ||
CLASS A COMMON STOCK | 2021-06-21 | S | 135 | d | $250.00 | 124,895 | direct | ||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 160,558 | indirect | f2 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 595,607 | indirect | f3 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 9,686 | indirect | f4 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 2,755 | indirect | f5 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 9,686 | indirect | f6 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 2,755 | indirect | f7 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 9,686 | indirect | f8 | |||
CLASS A COMMON STOCK | 2021-06-21 | 0 | $0.00 | 2,755 | indirect | f9 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 8.88 | 2021-06-21 | deemed execution date | M | 135 (d) | 2029-08-26 | class a common stock 135 | $8.88 | 3,562,343 | direct |
ID | footnote |
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f1 | the sale reported in this form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. |
f2 | the shares are held by the scarpelli family trust for which the reporting person is a trustee. |
f3 | the shares are held by the michael p. scarpelli 2019 grantor retained annuity trust for which the reporting person is a beneficiary. |
f4 | the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 1 dated 12/29/2020 for which the reporting person's child is the beneficiary. |
f5 | the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 1 dated 12/29/2020 for which the reporting person's child is the beneficiary. |
f6 | the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 2 dated 12/29/2020 for which the reporting person's child is the beneficiary. |
f7 | the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 2 dated 12/29/2020 for which the reporting person's child is the beneficiary. |
f8 | the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 3 dated 12/29/2020 for which the reporting persons' child is the beneficiary. |
f9 | the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 3 dated 12/29/2020 for which the reporting person's child is the beneficiary. |
f10 | the shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on august 19, 2019, subject to reporting person's continuous service through each such vesting date. |