Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-043481
Date:2021-06-24
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

SUYDAM JOHN J
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-06-24 S 56,929 d $59.00 345,731 direct
CLASS A COMMON STOCK 2021-06-25 S 56,929 d $60.00 288,802 direct
CLASS A COMMON STOCK 2021-06-25 S 56,930 d $61.00 231,872 direct
CLASS A COMMON STOCK 2021-06-24 0 $0.00 64,260 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 reported amount includes 21,323 restricted share units ("rsus") granted under the apollo global management, inc. 2019 omnibus equity incentive plan (the "plan"). each rsu represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable rsu award agreement, one class a share for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement, provided the reporting person remains in service through the applicable vesting date.
f3 these shares of class a common stock are held in the suydam 2012 family trust for the benefit of the reporting person's spouse and children for which the reporting person's spouse is the trustee (the "trust"). the reporting person disclaims beneficial ownership of all securities held by the trust except to the extent of the reporting person's pecuniary interest therein.
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