Accession Number: | 0001019056-21-000397 |
Date: | 2021-06-30 |
Issuer: | DELCATH SYSTEMS, INC. (DCTH) |
Original Submission Date: |
SALAMON STEVEN A J
C/O ROSALIND ADVISORS, INC.
175 BLOOR STREET SUITE 1316, NORTH TOWER
TORONTO, A6 M5R 2L4
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON SHARES | 2021-06-30 | P | 5,500 | a | $12.76 | 419,500 f2 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | includes 414,000 previously reported as of june 28, 2021 in accordance with form 3 filing indirectly owned by the reporting person as officer(s) of rosalind advisors, inc., the advisor to rosalind opportunities fund i l.p. and rosalind master fund l.p., collectively, the "rosalind funds". |
f2 | each reporting persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. |