Form Type: 4

SEC EDGAR Link
Accession Number:0000775368-21-000036
Date:2021-06-30
Issuer: ALLEGHANY CORP /DE (Y)
Original Submission Date:

Reporting Person:

SHANNON JOHN F
C/O ALLEGHANY CORPORATION
1411 BROADWAY, 34TH FLOOR NEW YORK, NY 10018

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-30 0 $0.00 180 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK 0.0 2021-06-30 deemed execution date A 25 (a) common stock 25 $0.00 169 direct
Footnotes
IDfootnote
f1 each phantom stock unit is the economic equivalent of one share of the registrant's common stock. phantom stock units are payable in cash on the date elected by the reporting person.
f2 the total number reported contains a de minimis correction to the balance on the reporting person's previous form 4 filed on april 1, 2021.
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