Form Type: 4

SEC EDGAR Link
Accession Number:0001782759-21-000001
Date:2021-06-30
Issuer: CADIZ INC (CDZI)
Original Submission Date:

Reporting Person:

WEBB DE MACIAS CAROLYN D
C/O CADIZ INC.
550 SOUTH HOPE STREET, 2850 LOS ANGELES, CA 90071

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-30 A 1,899 a $13.16 4,236 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares allocated to the reporting person under the 2019 equity incentive plan for services rendered by the reporting person as a director of the issuer for the 12-month period ended june 30, 2021, which shares will vest on january 31, 2022.
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