Form Type: 4

SEC EDGAR Link
Accession Number:0001538716-21-000129
Date:2021-06-30
Issuer: OPORTUN FINANCIAL CORP (OPRT)
Original Submission Date:

Reporting Person:

PASCARELLA CARL
C/O OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-30 A 1,093 a $0.00 143,837 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares represent a fully vested restricted stock unit award. the reporting person has elected to defer delivery of the shares, pursuant to the restricted stock unit award grant notice (non-employee director) and restricted stock unit award agreement and the deferral election form, subject to compliance with the internal revenue code section 409a. the shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) january 30 of the calendar year following the reporting person's separation of service from the issuer or (ii) january 30, 2026.

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