Form Type: 4

SEC EDGAR Link
Accession Number:0001639691-21-000079
Date:2021-06-29
Issuer: LIVANOVA PLC (LIVN)
Original Submission Date:

Reporting Person:

SAIA ANDREA LYNN
20 EASTBOURNE TERRACE
LONDON, X0 W2 6LG

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2021-06-29 M 2,337 a $0.00 6,775 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-06-29 deemed execution date M 2,337 (d) ordinary shares 2,337 $0.00 0 direct
Footnotes
IDfootnote
f1 reporting person had vested restricted stock units (rsus) settled in ordinary shares of livanova plc (the company), gbp 1.00 par value.
f2 each rsu represents a contingent right to receive one ordinary share of the company, gbp 1.00 par value, in accordance with the terms of the livanova plc 2015 incentive award plan (the plan) and the award agreement.
f3 on june 29, 2020, reporting person was granted rsus to vest and forfeiture restrictions thereon to lapse on june 29, 2021, subject to continued service during the vesting period and the rsu agreement.
f4 this number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
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