Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-088875
Date:2021-06-30
Issuer: REDWOOD TRUST INC (RWT)
Original Submission Date:

Reporting Person:

FALCON ARMANDO
1 BELVEDERE PLACE SUITE 300
MILL VALLEY, CA 94941

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS 12.0 2021-06-30 deemed execution date A 2,265 (a) common stock 2,265 $12.00 2,265 direct
Footnotes
IDfootnote
f1 this transaction relates to the acquisition of deferred stock units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the redwood trust inc. amended and restated executive deferred compensation plan.
f2 100% vested at grant.
f3 no expiration date is applicable to deferred stock units.
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