Form Type: 4

SEC EDGAR Link
Accession Number:0001493152-21-016058
Date:2021-06-30
Issuer: MISONIX INC (MSON)
Original Submission Date:

Reporting Person:

KOBY MICHAEL
C/O MISONIX, INC.
1938 NEW HIGHWAY FARMINGDALE, NY 11735

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 22.18 2021-06-30 deemed execution date A 15,000 (a) 2031-06-29 common stock 15,000 $22.18 15,000 indirect by 1315 capital management, llc
Footnotes
IDfootnote
f1 award of stock options under the misonix 2017 equity incentive plan. stock options vest on june 30, 2022.
f2 the reporting person is a member of 1315 capital management, llc. under the amended and restated limited liability company agreement of 1315 capital management, llc, the reporting person is deemed to hold the reported option for the benefit of 1315 capital, llc ("1315"), and must exercise the option solely upon the direction of 1315, which is entitled to the shares issued upon exercise. 1315 may be deemed the indirect beneficial owner of the option, and the reporting person may be deemed the indirect beneficial owner of the option through his indirect interest in 1315. the reporting person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.
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