Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-045643
Date:2021-07-01
Issuer: MEI PHARMA, INC. (MEIP)
Original Submission Date:

Reporting Person:

DRAZBA BRIAN G.
C/O MEI PHARMA, INC.
11455 EL CAMINO REAL, SUITE 250 SAN DIEGO, CA 92130

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.95 2021-07-01 deemed execution date A 200,000 (a) 2031-07-01 common stock 200,000 $2.95 200,000 direct
STOCK OPTION (RIGHT TO BUY) 1.59 2021-07-01 deemed execution date 0 ( ) 2027-04-03 common stock 150,000 $1.59 150,000 direct
STOCK OPTION (RIGHT TO BUY) 2.83 2021-07-01 deemed execution date 0 ( ) 2027-07-06 common stock 50,000 $2.83 50,000 direct
STOCK OPTION (RIGHT TO BUY) 4.33 2021-07-01 deemed execution date 0 ( ) 2028-06-22 common stock 130,000 $4.33 130,000 direct
STOCK OPTION (RIGHT TO BUY) 4.28 2021-07-01 deemed execution date 0 ( ) 2028-07-12 common stock 100,000 $4.28 100,000 direct
STOCK OPTION (RIGHT TO BUY) 2.52 2021-07-01 deemed execution date 0 ( ) 2029-07-01 common stock 230,000 $2.52 230,000 direct
STOCK OPTION (RIGHT TO BUY) 3.49 2021-07-01 deemed execution date 0 ( ) 2030-07-02 common stock 230,000 $3.49 230,000 direct
Footnotes
IDfootnote
f1 one-quarter of such options shall vest on july 1, 2022 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on july 1, 2022.
f2 all of such options are presently exercisable.
f3 one-quarter of such options vested on july 6, 2018 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on july 6, 2018.
f4 one-quarter of such options vested on june 22, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on june 22, 2019.
f5 one-quarter of such options vested on july 12, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on july 12, 2019.
f6 one-quarter of such options vested on july 1, 2020 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on july 1, 2020.
f7 one-quarter of such options vested on july 2, 2021 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on july 2, 2021.
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