Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-028322
Date:2021-07-12
Issuer: CHARGEPOINT HOLDINGS, INC. (CHPT)
Original Submission Date:

Reporting Person:

HARRIS JEFFREY
C/O QUANTUM ENERGY PARTNERS
800 CAPITAL STREET, SUITE 3600 HOUSTON, TX 77002

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-12 A 18,500 a $0.00 18,500 direct
COMMON STOCK 2021-07-12 A 3,192 a $0.00 21,692 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person was granted restricted stock units ("rsus") which represent a contingent right to receive one share of common stock for each rsu. the rsus are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of february 26, 2021 or (ii) a change of control event, subject to the reporting person's continuous service with the issuer.
f2 the reporting person was granted rsus which represent a contingent right to receive one share of common stock for each rsu. the rsus are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of july 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the reporting person's continuous service with the issuer through such date.
f3 mr. harris holds these securities for the benefit of q-grg vii (cp) investment partners, llc ("q-grg"). mr. harris disclaims beneficial ownership of the reported securities.
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