Form Type: 4/A

SEC EDGAR Link
Accession Number:0001179110-21-007511
Date:2020-07-08
Issuer: ITERIS, INC. (ITI)
Original Submission Date:2021-07-12

Reporting Person:

GROVES DOUGLAS L
1700 CARNEGIE AVE SUITE 100
SANTA ANA, CA 92705

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-08 A 2,212 a $0.00 2,212 direct
COMMON STOCK 2021-01-06 A 2,741 a $0.00 4,953 direct
COMMON STOCK 2021-07-08 A 602 a $0.00 5,555 direct
COMMON STOCK 2020-07-08 0 $0.00 10,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares purchased pursuant to the iteris, inc. employee stock purchase plan ("espp"), effective january 1, 2018. in accordance with espp, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period.
f2 the change to the original form 4 filed on 7/12/2021 was to change the 602 shares from purchase to acquired under the issuer's espp plan and to report the other shares acquired under the issuer's espp plan.
f3 for the espp offering period of january 1, 2020 - june 30, 2020.
f4 for the espp offering period of july 1, 2020 - december 31, 2020.
f5 for the espp offering period of january 1, 2021 - june 30, 2021.
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