Accession Number: | 0001179110-21-007511 |
Date: | 2020-07-08 |
Issuer: | ITERIS, INC. (ITI) |
Original Submission Date: | 2021-07-12 |
GROVES DOUGLAS L
1700 CARNEGIE AVE SUITE 100
SANTA ANA, CA 92705
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-08 | A | 2,212 | a | $0.00 | 2,212 | direct | ||
COMMON STOCK | 2021-01-06 | A | 2,741 | a | $0.00 | 4,953 | direct | ||
COMMON STOCK | 2021-07-08 | A | 602 | a | $0.00 | 5,555 | direct | ||
COMMON STOCK | 2020-07-08 | 0 | $0.00 | 10,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares purchased pursuant to the iteris, inc. employee stock purchase plan ("espp"), effective january 1, 2018. in accordance with espp, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. |
f2 | the change to the original form 4 filed on 7/12/2021 was to change the 602 shares from purchase to acquired under the issuer's espp plan and to report the other shares acquired under the issuer's espp plan. |
f3 | for the espp offering period of january 1, 2020 - june 30, 2020. |
f4 | for the espp offering period of july 1, 2020 - december 31, 2020. |
f5 | for the espp offering period of january 1, 2021 - june 30, 2021. |