Form Type: 4

SEC EDGAR Link
Accession Number:0001217234-21-000178
Date:2021-07-19
Issuer: CAREDX, INC. (CDNA)
Original Submission Date:

Reporting Person:

JOHNSON ALEXANDER L
C/O CAREDX, INC.
1 TOWER PLACE, 9TH FLOOR SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-19 A 13,333 a $0.00 41,354 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 78.02 2021-07-19 deemed execution date A 13,333 (a) 2031-07-19 common stock 13,333 $78.02 13,333 direct
Footnotes
IDfootnote
f1 the reported securities are represented by restricted stock units, 1/4th of which shall vest on july 19, 2022 and 1/4th of which shall vest on each anniversary thereafter.
f2 1/4th of the shares subject to the option shall vest on july 19, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter.
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