Accession Number: | 0001217234-21-000178 |
Date: | 2021-07-19 |
Issuer: | CAREDX, INC. (CDNA) |
Original Submission Date: |
JOHNSON ALEXANDER L
C/O CAREDX, INC.
1 TOWER PLACE, 9TH FLOOR
SOUTH SAN FRANCISCO, CA 94080
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-07-19 | A | 13,333 | a | $0.00 | 41,354 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 78.02 | 2021-07-19 | deemed execution date | A | 13,333 (a) | 2031-07-19 | common stock 13,333 | $78.02 | 13,333 | direct |
ID | footnote |
---|---|
f1 | the reported securities are represented by restricted stock units, 1/4th of which shall vest on july 19, 2022 and 1/4th of which shall vest on each anniversary thereafter. |
f2 | 1/4th of the shares subject to the option shall vest on july 19, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter. |