Form Type: 4

SEC EDGAR Link
Accession Number:0001493152-21-017502
Date:2021-07-19
Issuer: HARROW HEALTH, INC. (HROW)
Original Submission Date:

Reporting Person:

OPALEYE MANAGEMENT INC.
ONE BOSTON PLACE, 26TH FLOOR
BOSTON, MA 02108

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.0001 PER SHARE 2021-07-19 P 5,700 a $6.97 3,005,700 indirect f2
COMMON STOCK, PAR VALUE $0.0001 PER SHARE 2021-07-19 P 169 a $6.97 140,169 indirect f3
COMMON STOCK, PAR VALUE $0.0001 PER SHARE 2021-07-20 P 4,800 a $7.20 3,010,500 indirect f2
COMMON STOCK, PAR VALUE $0.0001 PER SHARE 2021-07-20 P 125 a $7.20 140,294 indirect f3
COMMON STOCK, PAR VALUE $0.0001 PER SHARE 2021-07-21 P 4,500 a $7.60 3,015,000 indirect f2
COMMON STOCK, PAR VALUE $0.0001 PER SHARE 2021-07-21 P 4,706 a $7.60 145,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.9683. the range of purchase prices on the transaction date was $6.95 to $6.9884 per share. the reporting person undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
f2 represents securities owned directly by opaleye, l.p. (the "fund"). as the investment manager of the fund, opaleye management inc. may be deemed to beneficially own the securities owned directly by the fund.
f3 securities owned by a separately managed account (the "managed account"). as the portfolio manager of the managed account, opaleye may be deemed to beneficially own the securities owned directly by the managed account.
f4 the common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 7.1999. the range of purchase prices on the transaction date was $7.1998 to $7.20 per share. the reporting person undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
f5 the common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 7.5965. the range of purchase prices on the transaction date was $7.47 to $7.70 per share. the reporting person undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
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