Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-095084
Date:2021-07-20
Issuer: REPLIMUNE GROUP, INC. (REPL)
Original Submission Date:

Reporting Person:

ESPOSITO PAMELA
C/O REPLIMUNE GROUP, INC.,
500 UNICORN PARK WOBURN, MA 01801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-20 M 4,862 a $1.01 215,021 direct
COMMON STOCK 2021-07-20 S 4,862 d $33.05 210,159 direct
COMMON STOCK 2021-07-21 M 12,538 a $1.01 222,697 direct
COMMON STOCK 2021-07-21 S 12,538 d $33.17 210,159 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.01 2021-07-20 deemed execution date M 4,862 (d) 2025-11-01 common stock 4,862 $1.01 63,741 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.01 2021-07-21 deemed execution date M 12,538 (d) 2025-11-01 common stock 12,538 $1.01 51,203 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were made by the reporting person pursuant to a trading plan adopted on december 14, 2020 that is intended to comply with rule 10b5-1(c) under the securities exchange act of 1934, as amended.
f2 following the sales reported on this form 4, the reporting person continues to beneficially own 210,159 shares of the issuer's common stock. the reporting person also holds options to acquire an aggregate of 488,102 shares of the issuer's common stock, 324,649 of which are exercisable as of the date hereof. due to scrivener's error, footnote 2 of the form 4 filed on behalf of the reporting person on july 19, 2021 inadvertently overstated the number of options held by the reporting person following the transaction reported therein. the amounts stated in this footnote 2 set forth the correct number of options held by the reporting person following the transaction reported herein.
f3 the reporting person was granted an option to purchase 149,203 shares of the issuer's common stock on november 1, 2015. all of the shares underlying such stock option have vested and are exercisable as of the date hereof.
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