Accession Number: | 0001104659-21-095084 |
Date: | 2021-07-20 |
Issuer: | REPLIMUNE GROUP, INC. (REPL) |
Original Submission Date: |
ESPOSITO PAMELA
C/O REPLIMUNE GROUP, INC.,
500 UNICORN PARK
WOBURN, MA 01801
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-07-20 | M | 4,862 | a | $1.01 | 215,021 | direct | ||
COMMON STOCK | 2021-07-20 | S | 4,862 | d | $33.05 | 210,159 | direct | ||
COMMON STOCK | 2021-07-21 | M | 12,538 | a | $1.01 | 222,697 | direct | ||
COMMON STOCK | 2021-07-21 | S | 12,538 | d | $33.17 | 210,159 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.01 | 2021-07-20 | deemed execution date | M | 4,862 (d) | 2025-11-01 | common stock 4,862 | $1.01 | 63,741 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.01 | 2021-07-21 | deemed execution date | M | 12,538 (d) | 2025-11-01 | common stock 12,538 | $1.01 | 51,203 | direct |
ID | footnote |
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f1 | the sales reported on this form 4 were made by the reporting person pursuant to a trading plan adopted on december 14, 2020 that is intended to comply with rule 10b5-1(c) under the securities exchange act of 1934, as amended. |
f2 | following the sales reported on this form 4, the reporting person continues to beneficially own 210,159 shares of the issuer's common stock. the reporting person also holds options to acquire an aggregate of 488,102 shares of the issuer's common stock, 324,649 of which are exercisable as of the date hereof. due to scrivener's error, footnote 2 of the form 4 filed on behalf of the reporting person on july 19, 2021 inadvertently overstated the number of options held by the reporting person following the transaction reported therein. the amounts stated in this footnote 2 set forth the correct number of options held by the reporting person following the transaction reported herein. |
f3 | the reporting person was granted an option to purchase 149,203 shares of the issuer's common stock on november 1, 2015. all of the shares underlying such stock option have vested and are exercisable as of the date hereof. |